On 1 November 2024, the UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) published a joint policy statement (PS 18/24) on the prudential assessment of acquisitions and ...
On 25 September 2023, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published long-awaited proposals to introduce a regulatory framework for diversity and ...
(4) provide a better understanding of, and provision for, diverse consumer needs (FCA, 25 September 2023; FCA CP23/20, 7). New rules and guidance will be developed to make it expressly clear to firms ...
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PRA, FCA and Lloyd’s to speed up agent authorisation
The UK's Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA), and the Lloyd’s have agreed to streamline the regulatory approval process for Lloyd’s managing agents. The changes ...
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have joined to open up a “Scale Up Unit” with a mission to support regulated firms grow. The Chancellor of the Exchequer ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The FCA and PRA will overhaul the Senior Managers and Certification Regime (SM&CR) to cut the regulatory burden and cost for firms. The FCA said the changes will not water down the “core principle of ...
“Complicated as hell.” That is how I would summarise new proposed regulatory measures to boost “diversity and inclusion” (D&I) in financial services. In 2023, the Financial Conduct Authority (FCA) and ...
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